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Work in a productive, collegial
atmosphere without the bureaucratic constraints of a
large firm.
Receive a generous payout compared to
industry standards.
P.R. Herzig & Co., Inc., a registered investment
adviser and FINRA/SIPC
member broker-dealer established in 1957, welcomes
inquiries from independent minded registered
representatives, portfolio managers and hedge fund
managers.
We Require
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An established client base that
generates, or has the potential to generate,
$500,000 or more in gross commissions or fees
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A commitment to maintaining a high
standard of ethics
We Provide
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Attractive individual offices for
most professionals
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Reuters®
data and news feeds and broadband internet
connections on each desk
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An experienced trading desk, with
the capability to execute transactions in thinly
traded securities and foreign securities
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Staff to help with client support
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Bloomberg®
terminal
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Numerous sources of sell-side and
independent research
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An analyst who functions as a
research director
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Experienced and successful
investment professionals with whom to exchange
ideas
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Axys® portfolio
management software to help service customer
accounts
-
A
convenient location close to North Shore
communities with quick access to New York City
Our Clearing Firm
Provides
P.R. Herzig & Co. has contracted with
Pershing LLC,
one of the largest clearing firms in the U.S., to perform
most back office functions. Under the clearing
arrangement, Pershing provides:
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Direct access to most stock exchanges
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Electronic execution of trades (P.R.
Herzig & Co. executes NASDAQ trades directly with
other NASD broker/dealers)
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Settlement of trades in securities
listed on exchanges outside the U.S.
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Trade processing, and mailing of confirmations and monthly
statements to clients of P.R. Herzig & Co. in our name.
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Many compliance oversight functions
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Access to mutual funds, money market funds, and check
writing privileges.
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Online access by brokers to clients'
accounts 24/7 through a secure connection from any
internet-connected PC
Contact Us
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